-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEePoFmiZCczFctHG9Ot5OUWrZv8PKfRJx/1UbgSWw9ovzWxQSsVIfkvqxVSnyyl xQrggrZgjEDk84t75C6NHg== 0000950162-99-001191.txt : 19991221 0000950162-99-001191.hdr.sgml : 19991221 ACCESSION NUMBER: 0000950162-99-001191 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMISPHERE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000805326 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 133306985 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40729 FILM NUMBER: 99777369 BUSINESS ADDRESS: STREET 1: 765 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 BUSINESS PHONE: 9143472220 MAIL ADDRESS: STREET 1: 765 OLD SAW MILL RIVER ROAD CITY: TARRYTOWN STATE: NY ZIP: 10591 FORMER COMPANY: FORMER CONFORMED NAME: CLINICAL TECHNOLOGIES ASSOCIATES INC DATE OF NAME CHANGE: 19920128 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELAN CORP PLC CENTRAL INDEX KEY: 0000737572 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: LINCOLN HOUSE LINCOLN PLACE STREET 2: COUNTY WESTMEATH CITY: DUBLIN 2 IRELAND STATE: L2 BUSINESS PHONE: 3537094000 MAIL ADDRESS: STREET 1: LINCOLN HOUSE LINCOLN PLACE STREET 2: EIGHTY PINE STREET CITY: DUBLIN 2 IRELAND STATE: L2 ZIP: 00000 SC 13D/A 1 AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* EMISPHERE TECHNOLOGIES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 291345 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) Kevin Insley Elan International Services Ltd. 102 St. James Court Flatts Smiths, FL04 Bermuda (441) 292-9169 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 13, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 291345 10 6 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Elan International Services Ltd. I.R.S. Employer Identification No.: NA - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 712,000 SHARES ___________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH None REPORTING ___________________________________________________ PERSON WITH 9 SOLE DISPOSITIVE POWER 712,000 ___________________________________________________ 10 SHARED DISPOSITIVE POWER None - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 712,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / N/A - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9 - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Page 2 of 4 Pages Item 1. Security and Issuer. This statement amends the Schedule 13D filed by Elan International Services, Inc., a corporation organized and existing under the laws of Bermuda ("Elan International"), with the Securities and Exchange Commission on October 27, 1995 (the "Schedule 13D") with respect to the Common Stock, $.01 par value (the "Common Stock"), of Emisphere Technologies, Inc., a Delaware corporation (the "Issuer"). The address of the principal executive offices of the Issuer is: 765 Old Saw Mill River Road, Tarrytown, New York 10591. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: (a) As of December 13, 1999, Elan International beneficially owns 712,000 shares of Common Stock, or approximately 4.9% of the Common Stock of the Issuer (based on the number of shares of Common Stock outstanding on November 30, 1999 as set forth in the Issuer's Form 10-K/A filed with the Securities and Exchange Commission on December 9, 1999). To the best knowledge of Elan International, no other person named in Item 2 above beneficially owns any shares of the Issuer's Common Stock. (b) To the best knowledge of Elan International, it has sole power to vote or direct the vote of, and to dispose of or direct the disposition of, all of the shares of Common Stock beneficially owned by it. (c) In a series of transactions from December 2, 1999 to December 13, 1999, Elan International disposed of 228,000 shares of the Common Stock of the Issuer at an average price of $19.93 per share in brokers' transactions on Nasdaq. (d) Not applicable. (e) Elan International ceased to be the beneficial owner of more than 5.0% of the Common Stock on December 13, 1999. Page 3 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct. Dated: December 14, 1999 ELAN INTERNATIONAL SERVICES LTD. By: /s/ Kevin Insley --------------------------------------- Name: Kevin Insley Title: President and Chief Financial Officer Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----